How do you charge for your services?
Where is my money held?
How do I know that my information is secure?
Are there any upfront fees or termination fees?
- We charge an Assets Under Management fee, which is a percentage of the amount of money that we are currently managing.
Are there any fee minimums?
- There are currently no fee minimums.
Where can I find the standard of ethics that you are held to?
Do you receive any additional commissions via investment products or funds that you use?
- No, the only fee I receive is the fee mentioned above. I am not paid via any commission or kickbacks from other investment companies.
Where is my money held?
- Charles Schwab is the custodian that we use for all managed accounts.
How do I know that my information is secure?
- Please see our privacy policy here.
Are there any upfront fees or termination fees?
- There are no upfront fees. Clients can cancel their relationship with me any time. You can call me or Schwab directly to request termination, and there will be no further charges. And while I’m sure this won’t be an issue, you could theoretically sign up to work with me one month and cancel the next, with no cancellation fee.
Why should I trust a small firm like yours?
- You get the best of both worlds: the personalized service and direct access of a small, fiduciary firm combined with the institutional strength, security, and investment insight of Charles Schwab. Your assets are held securely by Schwab, and our strategies leverage their sophisticated research, ensuring you receive top-tier expertise with small-firm dedication.